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Appendix E — Evaluation Checklist

Agent eval is about trajectories and properties, not lucky final answers (Ch 19–22).

Metrics defined

  • Task completion
  • Action correctness
  • Policy gates (hard gate)
  • Efficiency (steps, tokens, $)
  • Recoverability / escalation quality
  • Intervention rate (HITL)

Harness

  • Deterministic fixtures with simulated tools
  • Golden path case (e.g. O-1001)
  • Hostile fixtures: loops, injection, flaky tools
  • State assertions after episode (not only final text)
  • CI blocks merge on ring-1 failure

Judges & humans

  • LLM-as-judge is optional signal only, calibrated
  • Policy properties cannot be overruled by judge scores
  • Human review samples logged with reason codes

Long horizon

  • Simulator or batch replay for delayed outcomes
  • Fault injection schedule (timeouts, duplicates)
  • Context overflow → escalate assertion

Learning / promotion gates

  • Offline datasets versioned; PII redacted
  • Preference pairs from approvals (if used)
  • No silent policy mutation from production rewards
  • Candidate → eval → approve → stage → rollback path exists
  • Claim level labeled: associational vs experimental (Ch 44)

Honesty

  • No fabricated SOTA tables in the design doc
  • Open research gaps listed (Ch 48) where guarantees are missing
  • Scorecards show compliance as non-negotiable constraint

Release

  • Shadow eval vs previous pin
  • Run-diff reviewed for unexpected dimension changes
  • Rollback owner named